Back Extensor Muscle Function and Osteoporotic Vertebral Fractures: A Review

 

Chua SK1,2, Singh DKA1, Rajaratnam BS3, Sabarul AM4, Lee RYW5

1Physiotherapy Program, School of Rehabilitation Sciences, Faculty of Health Sciences, Universiti Kebangsaan Malaysia, Kuala Lumpur, Malaysia.

2Department of Physiotherapy, Faculty of Health Sciences, UiTM MARA Selangor Branch, Puncak Alam, Malaysia

3School of Health Sciences, Nanyang Polytechnic, Singapore

4Department of Orthopedics and Traumatology, Faculty of Medicine, Universiti Kebangsaan Malaysia, Kuala Lumpur

5Department of Life Sciences, University South Bank, United Kingdom

*Corresponding Author E-mail: devinder@ukm.edu.my

 

ABSTRACT:

Osteoporotic vertebral fractures (OVFs) are prevalent among adults with osteoporosis. Alteration in back extensor muscle function may be one of the predisposing factors of OVFs. It is vital to identify the relationship of back extensor muscle (BEM) function and OVFs to facilitate clinical management. This review presents the current understanding of a relationship between OVFs and BEM function included BEM strength, architecture, endurance and motor recruitment. After screening and limiting the search for age, and kind of BEM function and spine morphology, 33 articles were identified using PubMed, Medline, Sciences Direct, Springer link and a review of reference lists. An association between osteoporotic vertebral fractures and decline in BEM function was existed but not directly. Further prospective and larger randomized control trial of research on BEM function and OVFs are required to ensure an efficient clinical management.

 

KEYWORDS: Back Extensor Muscle Function, Back Extensor Muscle Strength, Osteoporotic Vertebral Fractures, Spine Morphology.

 

 


INTRODUCTION:

Osteoporotic vertebral fractures (OVFs) are prevalent among adults with osteoporosis. The prevalence of OVFs in postmenopausal women was reported to be 15 to 35% and 10 to 30% in Western and Asian countries, respectively (Lau et al., 2000). These figures may be under reported as two-thirds adults with OVFs may remain asymptomatic (Lindsay et al., 2001) and, hence, undetected clinically (Delmas et al., 2005). The consequence of OVFs is debilitating, affecting morbidity, health-related quality of life, and mortality (Caliri, de Filippis, Bagnato, and Bagnato, 2007).

 

The causes of OVFs are multifactorial but can happen from even a very low impact force or back strain (Kim, Choi, Park, Lee, and Choi, 2015). Changes in back extensor muscle (BEM) function includes BEM strength, endurance, motor recruitment pattern, and its architectural changes are predisposing factors of OVFs or vice versa (Greig, Briggs, Bennell, and Hodges, 2014; Quirk and Hubley-Kozey, 2014; Sinaki et al., 2002; So et al., 2013).

 

Lower BEM attenuation (Anderson et al., 2013; Katzman, Miller-Martinez, Marshall, Lane, and Kado, 2014) and the decrease in muscle cross-sectional area (Kent-Braun, Ng, Young, 2000) may contribute to the decline of BEM strength. The fact that BEM strength is positively related to bone mineral density (BMD) is well established (Iki et al., 2002; So et al., 2013). The relationship of the BEM and BMD is site-specific as the muscle directly affects the bone to which it is attached; the relationship is also independent of age, body size, and vitamin D (Iki et al., 2002). Postmenopausal women with great BEM strength had a 10-fold lower risk of rapid bone loss compared with those with low BEM strength (Iki, Saito, Kajita, Nishino, and Kusaka, 2006).

 

Physiologically, age is related to high co-activation of the BEM and the changes in back kinematics during dynamic tasks (Kienbacher et al., 2015). Decline in BEM function may be due to one or a combination of many factors that may include age-related neuromuscular changes (Imagama et al., 2011; Power, Makrakos, Rice, and Vandervoort, 2013; Singh, Bailey, and Lee, 2013). Other factors included an alteration in thoracolumbar curvatures (Singh, Bailey, and Lee, 2010), as well as small fiber angles of BEMs (Singh, Bailey, and Lee, 2011), alteration of selective muscle atrophy of fast twitch fibres 1 (Macaluso and De Vito, 2003), and changes in BEM endurance (Champagne, Descarreaux, and Lafond, 2009; Quirk and Hubleykozey, 2014) and fat infiltration (Crawford, Volken, and Valentin, 2016; Valentin, Licka, and Elliot, 2015). The difference in BEM motor recruitment patterns (Parreira, de Oliveiraa, Amorima, Teixeiraa, and da Silvaa, 2014; Singh et al., 2011) in older adults may also suggest alterations in dynamic spinal stiffness and loading during a functional task that leads to the limitation in force-generation capacity (Champagne et al., 2009).

 

Back extensor muscle acts as the main contributor to balance external forces on the spine when supports from other intrinsic and external tissues declines with ages. Biomechanically, a decline in BEM function may exert large forces and increase spinal compressive loading on the spine (Reid and Fielding, 2012), thereby increasing the risk of OVFs. However, information regarding the influence of BEM on the osteoporosis spine, particularly OVFs, is unclear. The objective of this review was to summarize the evidence on the association between BEM function and OVFs among adults with osteoporosis.

 

METHODOLOGY:

An electronic search was conducted on PubMed, Medline/Ovid, Science Direct and Springerlink and reference lists were reviewed. Search terms included osteoporosis vertebral fracture concatenated with the following terms: (1) BEM strength, (2) BEM architecture/fat infiltration, (3) BEM endurance, and (4) BEM motor recruitment. Publications were included if they contained human studies, patients 65 years of age and above, original studies, and published in English language journals from 2000 to 2016. The exclusion criteria included animal studies and review /systematic review /meta-analysis.

RESULTS:

In total, 80 articles were researched through the search engines, and 8 were hand search from reference lists. After the removal of duplicates, titles and abstracts of the articles, a total of 32 potential articles were included in the present review. Twenty-two study designs were cross-sectional, seven prospective studies with duration to follow-up from 4 to 15 years, one within subject design, one case-control study, and two clinical trials. A minimum of 11 participants and a maximum of 1196 participants were included. Six studies included both genders, 24 studies were only women, and 2 studies were only men.

 

DISCUSSION:

The findings of the review confirmed that an association existed between OVFs and BEM strength, endurance, motor recruitment, thoracolumbar curvatures, and trunk muscle fat infiltration in older adults with OVFs.

 

There is no information about the direct cause-effect of BEM strength and osteoporosis comes to light. There was a decreased in BEM strength among postmenopausal women with osteoporosis occurred (Cunha-Henriques et al., 2011). In another study, postmenopausal women with greater BEM strength had a slow bone loss (Iki et al., 2002, 2006). Moreover, spinal compression fractures were reported to be reduced with long-term BEM strengthening exercises (Sinaki et al., 2002).

 

In a recent review, an association between BEM and osteoporosis was suggested as muscle-bone interaction (Mokhtarzadeh and Anderson, 2016). Muscle tissues produce local growth factors (IGF-1, and IGFBP-5) influencing bone in an anabolic fashion or regulating both bone and muscle centrally via genetic, growth hormones (e.g., GH/IGF-1, sex steroids, etc.) (Kaji, 2014). Bones and muscles were correlated via mechanical interactions (sarcopenia and osteoporosis) to a biochemical channel of communication through paracrine and endocrine signals (Isaacson and Brotto, 2014; Reginster, Beaudart, Buckinx, and Bruyère, 2016). The paracrine nature of the bone–muscle cross-talk acts at the muscle fiber attachment at the periosteal edges (Isaacson and Brotto, 2014). In addition, bone marrow mesenchymal stromal cells support osteogenesis and bone resorption in bone tissues (Kaji, 2014) and these may be some of the factors that regulate muscle mass (Sassoli, Pini, and Chellini, 2012).

 

In regard to a relationship between thoracolumbar curvature and OVFs, no direct relationship has been reported. However, evidence linking increased thoracic kyphosis and lumbar curvature to OVFs emerge. For example, postmenopausal women with osteoporotic had significantly higher thoracic kyphosis degree compared with the age-matched group (Cortet et al., 2002). Adults with OVFs had a higher magnitude of thoracic kyphosis (Greig et al., 2014; Kado et al., 2013; van der Jagt-Willems et al., 2015) and low back extensor muscles strength (Granito, Aveiro, and Renno, 2012; Granito, Aveiro, Renno, Oishi, and Driusso, 2014; Katzman et al., 2014). Great thoracic kyphosis was significantly associated with higher multi-segmental spinal loads and trunk muscle forces in upright stance (Briggs, Greig, Bennell, and Hodges, 2007). Thoracic hyperkyphosis with low BEM strength is a potential contributor to increased body sways, gait unsteadiness, and risk of falls in adults with osteoporosis (Regolin, and Carvalho, 2010; Sinaki, Brey, Hughes, Larson, and Kaufman, 2005). Thoracic hyperkyphotic posture is a risk factor for future fractures, independent of low BMD (Huang, Barrett-Connor, Greendale, and Kado, 2006; Roux, Fechtenbaum, and Kolta, 2010).

 

Increased thoracic kyphosis in adults with osteoporosis was likely to be related to compromised BEM strength rather than to bone loss (Mika, Unnithan, and Mika, 2005). Several studies corroborated that an increase BEMS can improve the spinal BMD and can decrease the incidence of spinal deformity in the osteoporotic spine (Bergström, Bergström, Kronhed, Karlsson, and Brinck, 2011; Iki et al., 2006). A 4-week specific BEM strengthening and gait program improved BEM strength, balance, gait, and risk of falls as well as reduced back pain in adults with osteoporosis and kyphosis (Sinaki et al., 2005). In addition, after 10-week of BEM strengthening and trunk control exercises, a reduction of 5% in thoracic kyphosis occurred (Sinaki, Brey, Hughes, Larson, and Kaufman, 2005).

 

With regards to the association between lumbar curvature and osteoporosis, the evidence is scarce. Nonetheless, older adults with high pelvic tilt and an increased lumbar lordosis had weak BEM (Hongo, Miyakoshi, Shimada, and Sinaki, 2012; Kim et al., 2015). Greater thoracic and lumbar kyphosis probably affects spinal inclination, resulting in sagittal imbalance and predisposing OVFs (Briggs et al., 2007; Greig, Bennell, Briggs, and Hodges, 2008; Kim et al., 2015). Biomechanically, an alteration in spinal alignment shortens the lever arm length in lumbar flexion, requiring larger extensor counter-moments (Brigg et al., 2007; Kim et al., 2015), thereby leading to high vertebral compression loading on BEM and susceptibility to back injury (Brigg et al., 2007; Kim et al., 2015). A review by Brigg, Greig, Wark, Fazalarri, and Bennell. (2004) confirmed that strong BEMs are vital to resist the flexion moment executed by gravity and any mass carried anteriorly to the spine. In addition, back mobility could preserve sagittal alignment (Imagama et al., 2011), indirectly reduce a risk of falls and fracture.

An indirect link exists between BEM architectural changes and osteoporosis. A correlation among BEM fat thickness, muscle area, and BMD of the femur was found in older adults with osteoporosis (Lee et al., 2015). In adults with OVFs, the decline in cross-sectional area (Kim, Chae, Kim, and Cha, 2013; Kim et al, 2015) and the increased fat infiltration of BEM (Katzman et al., 2012; Kim et al., 2013, 2015; So et al., 2013) were demonstrated. A significantly higher proportion BEM fat infiltration was observed in adults with lumbar degenerative kyphosis than in patients with low back pain (Kang, Shin, Kim, Lee, and Lee, 2007) and hyperkyphotic posture (Katzman et al., 2012). According to flexion-relaxation phenomenon, lumbar kyphosis may predispose to decline in signaling of BEM, leading to disuse and fat infiltration (Katzman et al., 2012).

 

Moreover, older adults with high fat infiltration and poor BEM function exhibit balanced impairment in following years predisposing to falls and fracture (Hick et al., 2005). Increases fat infiltration in the BEM increases the proportion of non-contractile tissues within muscle groups, leading to the reduction of the force generation capacity of the BEM (Hick et al., 2005). Spinal morphological changes may result in increased spinal loading, compression forces on the vertebral body and predispose to low bone mass, leading to the risk of fractures (So et al., 2013).

 

Our literature review confirmed the evidence linking BEM endurance muscle and motor recruitment to OVFs. For example, increased co-contraction of trunk flexor and extensor during forwarding arm movement was more prevalent in adults with OVFs compared with those without (Greig et al., 2014). This mechanism was also observed using electromyography in the adult with increased thoracic kyphosis (Greig et al., 2014). Higher co-contraction of the BEM in the older adults suggests that a compensatory mechanism minimizes vertebral loading time in women with OVFs (Briggs et al., 2007) and may increase compression spinal load and altered balance efficacy (Greig et al., 2014; Quirk and Hubley Kozey, 2014), predisposing the older adults to recurrent OVFs. In another study, the altered neuromuscular patterns of BEM were more prevalent in adults with OVFs than in those without (Bennell et al., 2010). Increased timed loaded standing times were correlated with increased BEM endurance (Shipp et al., 2000). Likewise, an improvement in the timed loaded standing test was gained by an exercise therapy (Bennell et al., 2010).

 

Longitudinal studies and randomized control trial on BEM function, including BEM strength, alteration of BEM architectural, endurance and motor recruitment, are lacking. A sound research comprehending the contributions of BEM function to OVFs remains a significant need. Moreover, an effective therapeutic intervention for optimizing BEM function in older adults with osteoporotic spine is warranted.

 

CONCLUSION:

Evidence of the fact that a relation exists between declined BEM function and increased risk of osteoporotic vertebral fractures, or vice versa, emerges. The BEMs and OVFs are linked to not only the BEM morphology and architectural and neuromuscular control but also the physiologically muscle-bone interaction. Consideration of these factors may be vital in establishing the prevention and management of osteoporotic vertebral fractures.

 

ACKNOWLEDGEMENTS:

This work is financially supported by a grant from Ministry of Higher Education through University Kebangsaan Malaysia (ERGS 1/2012/SKK/UKM/02/2). The authors also gratefully acknowledge the helpful comments and suggestions of the reviewers, which have improved the presentation.

 

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Received on 06.09.2017            Modified on 16.10.2017

Accepted on 05.12.2017           © RJPT All right reserved

Research J. Pharm. and Tech 2018; 11(11): 5130-5134.

DOI: 10.5958/0974-360X.2018.00936.8