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ISSN 0974-3618 (Print) www.rjptonline.org
0974-360X
(Online)
REVIEW ARTICLE
Supercritical Fluid
Extraction (SFE) Techniques as an Innovative Green Technologies for the
Effective Extraction of the Active Phytopharmaceuticals
Akshay Janghel1, Shraddha Deo1,
Parijeeta Raut1, Divya Bhosle1, Chetan Verma1,
Shyama S. Kumar1, Mukta Agrawal1, Nisha Amit2,
Mukesh Sharma1, Tapan Giri3,
D. K. Tripathi1, Ajazuddin1,
Amit Alexander1*
1Rungta College of
Pharmaceutical Sciences and Research, Kohka-Kurud Road, Bhilai, Chhattisgarh,
India, 490024
2Ex-Employee, Kalyan PG
College, Sector 7, Bhilai, Chhattisgarh, India.
3NSHM College of
Pharmaceutical Technology, NSHM Knowledge Campus, Kolkata Group of
Institutions,
124 BL Saha Road,
Kolkata-700053, West Bengal, India.
*Corresponding Author E-mail: itsmeamitalex@gmail.com
ABSTRACT:
The supercritical fluid
extraction is a separation method in which separation of chemicals, flavours from the products such
as coffee, tea, hops, herbs, and spices which are mixed with supercritical
fluid to form a mobile phase. In this process, the mobile phase is subjected to
pressures and temperatures near or above the critical point for the purpose of
enhancing the mobile phase solvating power. The process begins with CO2
in vapour form. The use of supercritical fluids, especially carbon dioxide, SFE
is a simple, inexpensive, fast, effective and virtually solvent-free sample pre
treatment technique. SFE is usually performed with pure or modified carbon
dioxide, which facilitates off-line collection of extracts and on-line coupling
with other analytical methods such as gas, liquid and supercritical fluid
chromatography. In this review, we showed that a number of factors influence
extraction yields, these being solubility of the solute in the fluid, diffusion
through the matrix and collection process. Finally, SFE has been compared with
conventional extraction methods in terms of selectivity, rapidity, cleanliness
and possibility of manipulating the composition of the extract. The principle
of supercritical fliud extraction is the optimization of the solubility of
materials to be extracted (lipids, heavy metals, natural products) in
supercritical CO2 and the improvement of the fractionation with
respect to a particular lipid species, natural products Supercritical fluid
extraction facilitates the detachment of the extract from the supercritical
fluid solvent by simple expansion.
KEY WORDS: supercritical
fluid extraction, carbon dioxide, separation,
temperature, optimizing pressure
Received on 28.04.2015 Modified
on 06.06.2015
Accepted on 12.06.2015 ©
RJPT All right reserved
Research J. Pharm. and Tech. 8(6): June, 2015; Page 775-786
DOI: 10.5958/0974-360X.2015.00125.0
INTRODUCTION:
The
supercritical fluid extraction (SFE) technology has advanced tremendously since
its inception and is a method of choice in many food processing industries. Over
the last two decades, SFE has been well received as a clean and environmentally
friendly “green” processing technique and in some cases, an alternative to
organic solvent-based extraction of natural products. The most recent advances
of SFE applications in food science, natural products, by-product recovery,
pharmaceutical and environmental sciences have been published in extensive
reviews Solvent extraction (SFE) is one of the old methods of separation known
and certainly dates back to Paleolithic age.
The
science of solvent extraction has evolved over a long period of time and much
progress has been made in the understanding of solvation and the properties of
liquid mixtures used in extraction processes. Hannay and Hogarth’s (1879) early
observations of the dissolution of medium. However, it is only quite recently
(around1960) that commercial process applications of supercritical fluid
extraction have been extensively examined. Since the end of the 1970s,
supercritical fluids have been used to isolate natural products; industrial
applications of SFE have experienced a strong development since the early 1990s
in terms of patents As will be seen throughout this paper, the main
supercritical solvent used is carbon dioxide. Carbon dioxide (critical
conditions tc=31.3C and pc=72.8 bar, dc=0.467gm/ml) is cheap, environmentally
friendly and generally recognized as safe by FDA and EFSA[1].
In many countries, health and safety regulations are getting stricter in
addressing environmental problems created by the use of organic solvents and
these issues are forcing the industries to search for alternative processing
methods. The solvent is unsafe to handle and unacceptable as it is harmful to
human health and the environment, restricting its use in the food, cosmetic and
pharmaceutical industries. Furthermore, the major drawback of the solvent
extracted products is the high level of residues left in the final products
that must be desolventized before consumption. Therefore, SC-CO2 is
seen as a more favourable alternative to organic solvents in the extraction of
fats and oils, and meets the growing consumer demand for safe natural fats and
oils of excellent quality 25. Pressure, temperature, particle size
and sample pre-treatment are most important factors in oils as well as high
value bioactive desired compounds extraction from the natural sources using
supercritical fluid, because of the influence they have on the quality of the
extracts.
What
is Supercritical Fluid Extraction?:
Supercritical
fluids have been investigated since last century, with the strongest commercial
interest initially focusing on the use of supercritical toluene in petroleum
and shale oil refining during the 1970s. Supercritical water is also being
investigated as a means of destroying toxic wastes, and as an unusual synthesis
medium. The biggest interest for the last decade has been the applications of
supercritical carbon dioxide, because it has a near ambient critical
temperature (3100C), thus biological materials can be processed at
temperatures around 3500C. The density of the supercritical CO2 at
around 200 bar pressure is close to that of hexane, and the salvation characteristics
are also similar to hexane; thus, it acts as a non-polar solvent. Around the
supercritical region, CO2 can dissolve triglycerides at
concentrations up to 1% mass. The major advantage is that a small reduction in
temperature, or a slightly larger reduction in pressure, will result in almost
the entire solute precipitating out as the supercritical conditions are changed
or made sub critical. Supercritical fluids can produce a product with no
solvent residues. Examples of pilot and production scale products include
decaffeinated coffee, cholesterol-free butter, low-fat meat, evening primrose
oil, squalling from shark liver oil, etc. The salvation characteristics of
supercritical CO2 can be modified by the addition of an entrained,
such as ethanol, however some entrained remains as a solvent residue in the
product, negating some of the advantages of the "residue-free” extraction.
Supercritical fluid extraction (SFE) is the process of separating one component
(the extract ant) from another (the matrix) using supercritical fluids as the
extracting solvent. Extraction is usually from a solid matrix, but it can also
be from liquids. SFE can be used as a sample preparation step for analytical
purposes, or on a larger scale to either strip unwanted material from a product
(e.g. decaffeination) or collect a desired product (e.g. essential oils).
Carbon dioxide (CO2) is the most used supercritical fluid, sometimes
modified by co-solvents such as ethanol or methanol. Extraction conditions for
supercritical CO2 are above the critical temperature of 31°C and
critical pressure of 74 bar. Addition of modifiers may slightly alter this.
Supercritical extraction mostly uses carbon dioxide at high pressure to extract
the high value products from natural materials. Unlike other processes, the
extraction process leaves no solvent residue behind. Moreover the CO2 is
non-toxic, non-flammable, odourless, tasteless, inert, and inexpensive. Due to
its low critical temperature 31°C, carbon dioxide is known to be perfectly adapted
in food, aromas, essential oils and nutraceutical industries.
Definition:
Supercritical
Fluid Extraction:
Supercritical
fluid extraction (SFE) may be defined as separation of chemicals, flavours from
the products such as coffee, tea, hops, herbs, and spices which are mixed with
supercritical fluid to form a mobile phase. In this process, the mobile phase
is subjected to pressures and temperatures near or above the critical point for
the purpose of enhancing the mobile phase solvating power. The process begins
with CO2 in vapour form. It is then compressed into a liquid before becoming
supercritical. While supercritical, the extraction takes place [2].
Critical
conditions:
·
Temperature (tc)= 30.9 0C
·
Pressure (pc)=73.8 bar
·
Density (dc)=0.467gm/ml [4,5]
Principle:
The
first guiding principle is the optimization of the solubility of materials to
be extracted (lipids, heavy metals, natural products) in supercritical CO2
and the improvement of the fractionation with respect to a particular lipid
species, natural products Supercritical fluid extraction facilitates the
detachment of the extract from the supercritical fluid solvent by simple
expansion. An added benefit is derived from the liquid like densities of the
supercritical fluids with superior mass transfer distinctiveness that enables
the easy release of solutes, compared to other liquid solvents. This uniqueness
is owed to the high diffusion and very low surface tension of the supercritical
fluid that enables easy infiltration into the permeable make-up of the solid
matrix to reach the solute . Since the early 1980s, the use of SC-CO2 in the
extraction of oil or lipid from various sources, both plants and animals [19,20] has been studied
extensively. In addition, the application of SC-CO2 in the extraction
of minor constituents from various plant sources has also been widely
studied Recently, Pourmortazavi et al. reported that carbon dioxide is used in more
than 90% of all analytical supercritical fluid extractions. [3]
HISTORY:
The
first reported observation of the occurrence of a supercritical phase was made
by Baron Cagniard de la Tour in 1822.
·
He noted visually that the gas-liquid boundary disappeared when the
temperature of certain materials was increased by heating each of them in a
closed glass container.
·
From these early experiments, the critical point of a substance was first
discovered.
·
The first workers have been done to demonstrate the solvating power of
supercritical fluids for solids in 1879.
·
In 1970 a significant development in supercritical fluid extraction (SFE),
provided incentive for extensive future work, which involved decaffeination of
green coffee with CO2.
Supercritical
Fluid:
The
supercritical fluid extraction (SFE) has been applied only recently to
sample preparation on an analytical scale. This technique resembles” Soxhlet
extraction” except that the solvent used is a supercritical fluid, substance
above its critical temperature and pressure. This fluid provides a broad range
of useful properties. One main “advantage”
of using SFE is the elimination of organic solvents, thus reducing the problems
of their storage and disposal in the iridologist laboratory. Furthermore,
several legislative protocols (such as the EPA Pollution Prevention Act in the
USA) have focused on advocating a reduction in the use of organic solvents
which could be harmful to the environment. Besides ecological benefits, one of
the most interesting properties of SFE is the high diffusion coefficients of
lipids in supercritical fluids, far greater than in conventional liquid
solvents. Thus, the extraction rates are enhanced and less degradation of
solutes occurs. Several studies have shown that SFE is a replacement method for
traditional gravimetric techniques. In addition, carbon dioxide, which is the
most adopted supercritical fluid has low cost, is a non-flammable compound and
devoid of oxygen, thus protecting lipid samples against any oxidative
degradation[4].
The
definition of a supercritical fluid is best described by using a typical
pressure-temperature phase diagram as shown in Figure No: 1.

Figure 1: Show pressure temperature phase diagram
demonstrating the SFE region and its relation to liquid and gas phase region.
The
range of solvating power of practical supercritical fluids for SFC is of
primary importance, and ultimately defines the limits of application. The
solubility of analyses typically increases with density and a maximum rate of
increase in solubility with pressures generally observed near the critical
pressure, where the rate of increase of density with pressure is greatest.
There is often a linear relationship at constant temperature between log
[solubility and fluid density for dilute solutions of non-volatile compounds
(up to concentrations where solute-solute interactions become important).
At
constant pressure, when solute volatility is extremely low, and at densities
less than or near the critical density, increasing temperature will typically
decrease solubility. However, solute entrainment in the fluid may increase at
sufficiently high temperatures, where solute vapour pressure also becomes
significant .Under conditions of constant density, solubility generally
increases with temperature. Thus, while the highest supercritical fluid
densities (at constant temperature) are obtained near the critical temperature,
the greatest solubility’s and lowest chromatographic retention will often be
obtained at somewhat lower densities, but at higher temperatures. As with
liquids, polar solutes are most soluble in polar supercritical fluids, although
nominally non polar fluids can be remarkably good solvents for many moderately
polar compounds. Carbon dioxide, for example, can exhibit solvating properties
at higher pressures, intermediate between liquid n-pentane and dichloromethane.
A comparison of the effective solvent polarity of seven fluids as a function of
reduced density is shown in Figure No: 2
Solvent
polarity is defined in terms of solvent polarizability (x*) which was developed
by Kamlet et aL75 to correlate different solvent solute interactions based on
the solvatochromic effect of the solvent on the x-x* electronic transition of
probe solutes. In this plot, x* contains terms to account for solvent polarity
(i.e., dipolarity) and polarizability, but does not include effects from potential
hydrogen bonding interactions.

Figure 2: Shows Solvent polarizability/polarity parameter
(x*) for various supercritical fluids as a function of reduced density at a
reduced temperature of 1.03. Supercritical fluids: (a)NH,, (b) CO,, (c) N,O,
(d) Xe, (e) CCl,(F) C,H, (g) SF.
At
equal reduced densities, the various fluids have quite different x* values,
indicating that there are large differences in their effective
polarities/polarizabilities. Ammonia has the largest x* value, which supports
the fact that it is the most polar solvent. The solvatochromic method also
demonstrates the variable solvent properties of a supercritical fluid as a
function of density. Many polar solvents would offer highly specific solvating
power but have excessively high critical temperatures, precluding practical
operation with current stationary phases. The thermo stability limits of the
analyses themselves can also be exceeded. This has generated interest in mixed
or binary fluid mobile phases that can have enhanced solvating power at lower
critical temperatures. Solvatochromic studies suggest that such fluid mixtures
have a net enrichment of polar modifiers in the hypotactic region
(nearsneighboursalvation sphere) of the analyse[5].
Characteristics
of SF:
It is
both the liquid-like and gas-like characteristics of supercritical fluids that
make them unique for chemical separation. In particular, supercritical fluid
densities, diffusivities, and viscosities fall into ranges between those of
liquids and gases. Under practical analytical operating conditions, pressures
from 50-500 atm and temperatures from ambient to 3000C, densities of
supercritical fluids range from one to eight-tenths of their liquid densities.
Diffusivities of analyses in supercritical fluids throughout this operating
range vary between10-3 and 10-4cm’/s compared to values of less than 10-5cm2/s
for liquids. Viscosities of supercritical fluids are typically 10-100 times
less than those of liquids. On the other hand, viscosities of supercritical
fluids are considerably higher and diffusivities considerably lower than in
gases. Moreover, densities of supercritical fluids can be 100-1000 times
greater than those of gases. Advantages of supercritical fluids over liquid
phases rest with improved mass transfer processes due to lower fluid
viscosities and higher analyse diffusivities, while advantages over gas phases
rest with increased molecular interactions due to higher densities.
Other
Characteristics of Supercritical fluids:
That
is important to consider include the operational temperature and pressure
range. Table.1 provides a list of nine of the most common supercritical fluids
used in extraction and chromatography along with temperature, pressure,
density, and dipole moment information. These nine are chosen primarily because
of the convenience of their critical temperatures and critical pressures. These
temperatures and pressures are low enough for use with commercial
instrumentation. The polarity of the supercritical fluid, as reflected in its
dipole moment and polarizability. The density at 400 atm (p and I; = 1.03 was
calculated from compressibility data. ‘Measurements were made under saturated
conditions if no pressure is specified or were performed at 25°C if no
temperature is specified. [6]
Properties
of Supercritical Fluids:-
·
A supercritical fluid is any substance above its critical temperature and
critical pressure. In the supercritical area there is only one
state-of-the-fluid and it possesses both gas- and liquid-like properties.
·
A supercritical fluid exhibits physicochemical properties intermediate
between those of liquids and gases Supercritical fluids have highly compressed
gases, which combine properties of gases and liquids in an intriguing manner.
Supercritical
fluids can lead to reactions, which are difficult or even impossible to achieve
in conventional solvents.
Supercritical
fluids have solvent power similar to light hydrocarbons for most of the
solutes. However, fluorinated compounds are often more soluble in supercritical
CO2 than in hydrocarbons; this increased solubility is important for
polymerization.
Solubility
increases with increasing density (that is with increasing pressure).
Rapid
expansion of supercritical solutions leads to precipitation of a finely divided
solid. This is a key feature of flow reactors.
The
fluids are commonly miscible with permanent gases (e.g. N2 or H2)
and this leads to much higher concentrations of dissolved gases than can be
achieved in conventional solvents.
7. Characteristics
of a supercritical fluid:
·
Dense gas
·
Solubility’s approaching liquid phase
·
Diffusivities approaching gas phase. [7]

Figure No: 3 Shows Phase diagram (P---T):
Critical
Temperature (TCU):
The
highest temperature at which a gas can be converted to a liquid by an increase
in pressure.
Critical
pressure (Pc):
The
highest pressure at which a liquid can be converted to a traditional gas by an
increase in temperature.
Triple
point (Top):
A
point at which the gas, liquid and solider phases all exist in equilibrium.
Therefore, the properties of gas-like diffusivity, gas-like viscosity, and
liquid-like density combined with pressure-dependent solvating power have
provided the impetus for applying supercritical fluid technology to various
problems. [8] All the above terms are mentioned in Figure No:
3.
Density
considerations:
For a
material at temperatures just above the critical temperature of the substance,
liquid-like densities are rapidly approached with modest increases in pressure.
Higher pressures are required to attain liquid-like densities for temperatures
further above the critical temperature Lists the densities at the critical
point and at 400 atm and Tc for various fluids employed for SFE.
Characteristics
of Super-Critical Fluids Relevant to Separation Science
·
In the absence of actual phase equilibrium data, simple mole fraction
additively methods used to obtain mixture critical parameters can result in
considerable error and lead to inadvertent operation in the vapour liquid
region. More complex predictive methods utilizing equations of state [9]
or surface fraction functions (Chueh and Prausnitz method)[10] generally
provide more accurate estimates of the true critical parameters. These
considerations are important when pressure programming methods are used, but
are of lesser importance when relatively high isobaric pressures are used.
Extraction
Method:
Often
the analysis of complex materials requires as a preliminary step separation of
the analyse or analyses form a sample matrix. Ideally, an analytical separation
method should be rapid, simple and inexpensive; should give quantitative
recovery of analyses without loss or degradation; should yield a solution of
the analyte this is sufficiently concentrated to permit the final measurement
to be made without the need for concentration; and should generate little or no
laboratory wastes that have to be disposed of

Figure 4: Shows Relation between the Extraction time (min.)
and Extracted amount(%)
It
must be noticed that the fast back-diffusion of analyses in the supercritical fluid
reduces the extraction time since the complete extraction step is performed in
about 20 min instead of several hours, shown in Figure No: 4. A common
practice in SFE, which must be mentioned in connection -with the
physicochemical properties of supercritical fluids, is the use of modifiers
(co-solvents). [11]
The
system must contain a pump for the CO2, a pressure cell to contain
the sample, a means of maintaining pressure in the system and a collecting
vessel. The liquid is pumped to a heating zone, where it is heated to
supercritical conditions. It then passes into the extraction vessel, where it
rapidly diffuses into the solid matrix and dissolves the material to be
extracted. The dissolved material is swept from the extraction cell into a
separator at lower pressure, and the extracted material settles out. The CO2
can then be cooled, recompressed and recycled, or discharged to atmosphere.
Pumps:
Carbon
dioxide is usually pumped as a liquid, usually below 5°C and a pressure of about
50 bars. The solvent is pumped as a liquid as it is then almost incompressible.
As a supercritical fluid, much of the pump stroke will be "used up"
in compressing the fluid, rather than pumping it. For small-scale extractions
(up to a few grams/minute), reciprocating CO2 pumps or syringe pumps
are often used. For larger scale extractions, diaphragm pumps are most common.
The pump heads will usually require cooling, and the CO2 will also
be cooled before entering the pump.
Pressure
Vessels:
Pressure
vessels can range from simple tubing to more sophisticated purpose built
vessels with quick release fittings. The pressure requirement is at least 74
bars, and most extractions are conducted at less than 350 bar. However,
sometimes, higher pressures will be needed, such as extraction of vegetable
oils, where pressures of 800 bars are sometimes required for complete
miscibility of the two phases. The vessel must be equipped with a means of
heating. It can be placed inside an oven for small vessels, or oil or
electrically heated jacket for larger vessels. Care must be taken if rubber
seals are used on the vessel, as the CO2 may dissolve in the rubber,
causing swelling, and the rubber will rupture on depressurization.
Pressure
Maintenance:
The
pressure in the system must be maintained from the pump right through the
pressure vessel. In smaller systems (up to about 10 mL/min), a simple
restrictor can be used. This can be either a capillary tube cut to length, or a
needle valve, which can be adjusted to maintain pressure at different flow
rates. In larger systems a backpressure regulator will be used, which maintains
pressure upstream of the regulator by means of a spring, compressed air, or
electronically driven valve. Whichever is used, heating must be supplied, as
the adiabatic expansion of the CO2 results in significant cooling.
This is problematic, if water or other extracted material is present in the
sample, as this may freeze in the restrictor or valve and cause blockages.
Collection:
The
supercritical solvent is passed into a vessel at lower pressure than the
extraction vessel. The density, and thus, dissolving power, of supercritical
fluids varies sharply with pressure, and hence, the solubility in the lower
density CO2 is much lower, and the material precipitates for
collection. It is possible to fractionate the dissolved material using a series
of vessels at reducing pressure. The CO2 can be recycled or
depressurized to atmospheric pressure and vented. For analytical SFE, the
pressure is usually dropped to atmospheric, and now the gaseous carbon dioxide
is bubbled through the solvent to trap the precipitated components, heat must
be provided to prevent excessive cooling. For small-scale extractions, such as
for analytical purposes, it is usually sufficient to pre-heat the fluid in a
length of tubing inside the oven containing the extraction cell. The restrictor
can be electrically heated, or even heated with a hair dryer. For larger
systems, the energy required during each stage of the process can be calculated
using the thermodynamic properties of the supercritical fluid.
Heating
and cooling:
This
is an important aspect. The fluid is cooled before pumping to maintain
liquid conditions, and then heated after
pressurization. As the fluid is expanded into the separator,

Schematic diagram of SFE apparatus
Modifiers
(co-solvents):
These
are compounds that are added to the primary fluid to enhance extraction
efficiency. Thus, addition of 1 to 10% of methanol or ethanol to CO2
expands its extraction range to include more polar lipids. When the extraction
was performed with supercritical carbon dioxide and 20% of ethanol, more than
80% of the phospholipids were recovered from salmon roe.[18]
Instrumentation:
Instrument
components include a fluid source, commonly a tank of carbon dioxide followed
by a syringe pump having a pressure rating of at least 400 atm a valve to
control the flow of the critical fluid into a heated extraction cell having a
capacity of a few ml, and lastly an exit valve leading to a flow restrictor
that depressurizes the fluid and transfers it into a collection device. Figure
No: 5 shows the flow diagram of SFE apparatus.

Figure No: 5 Shows SFE Flow diagram.
1.
Mobile phase:
Mobile
phase:
The
most widely used mobile phase for SFE is carbon dioxide. It is an excellent
solvent for a variety of organic molecules. In addition, it transmits in the
ultraviolet and is odorless, nontoxic, readily available, and remarkably
inexpensive when compared with other chromatographic mobile phases which has
been shown in Table No: 1.
Table No: 1 Shows Comparison of the physical properties
of supercritical CO2 and those of ordinary gases and liquids [19]
|
Phase |
Density (g/cm2) |
Viscosity (g/cms) |
Diffusion coefficient (cm2/s) |
|
Gases |
0.0001-0.002 |
0.0001-0.0003 |
0.1-0.4 |
|
Supercritical CO2 |
0.47 |
0.003 |
0.0007 |
|
Liquids |
0.6-1.6 |
0.002-0.03 |
0.000002-0.00002 |
Sample
Matrix Parameters that influence Supercritical Fluid Extraction:
·
Particle size and shape
·
Surface area and porosity
·
Moisture content
·
Changes in morphology
·
Sample size
·
Extractable level
The
parameters effect on solubility:
·
The vapour pressure of the component
·
Interaction with the supercritical fluid
·
Temperature, pressure, density and additives.
A
generalized solubility isotherm for a solute-supercritical fluid system as a
function of pressure and at two different temperatures, r, and T2, is shown in Figure
No: 6. Upon initial pressurization of the system, there is a decrease in
solute solubility in going from the respective pressures designated by points A
and A’ to B and B’. At a certain pressure beyond B and B’, the solute’s
solubility begins to increase with pressure. Frequently, this pressure regime
is called the “threshold pressure” [12], since there is a large
measurable solubility -enhancement of the solute in the dense fluid solvent.
However, it has been noted [13] that the above-reported solubility trends and
threshold pressures are very dependent on the technique that is utilized to
measure the solute’s solubility in the supercritical fluid media. However, the
differential extraction behaviour-

Figure 6: Shows Generalized solubility isotherms as a
function of pressure
-exhibited
between points A and A’ or B and B’ can obviously be used as a basis for the
selective extraction of target analyses. Similarly, fractionation of solute
mixtures can be performed in the pressure interval between B or B’ and C and
C’, although the relative separation factor between individual solutes is not
always large. Note that the solubility isotherms may cross at a particular
pressure called the “cross-over pressure” [14], at which the
solubility of one solute can- be enhanced in the fluid phase relative to the
other. Solute fractionation at the solubility maxima, C and c’. As shown in
Figure-14, is also possible, but the resultant a values may be low, since many
solutes will extract into the supercritical fluid at these high pressures. For
this reason, some analysts avoid conducting extractions in the solubility
maxima region. However, as shown by King and co-workers [15], this
pressure region is to be preferred for exhaustively extracting bulk phases,
such as lipid materials from insoluble sample matrix components. Also,
extractions conducted in this region generally can be completed much more
rapidly, since the solutes have considerably higher solubility in the
supercritical fluid under these conditions of equal importance in the above
solubility criteria are the mass transfer properties of the extracted solutes
in the supercritical fluids. Solute extraction fluxes from a sample matrix are
directly proportional to the product of the solute’s solubility in the
supercritical fluid times its diffusivity in the fluid. Therefore, as a
solute’s solubility increases with pressure, its corresponding diffusivity in
the super-critical fluid can decrease over two orders of magnitude. The net
effect of the above two trends can best be measured in terms of mass transfer
coefficients or dimensionless transport numbers. For example, the ratio of the
Reynolds number (Re) for CO, at 200 atm and 55°C to those for the liquid
solvents cited in Table No: 2, at an equivalent fluid velocity, is 6.5,
5.0, and 1.74 for methanol, n-hexane and methylene chloride, respectively.
Table No: 2 Shows Comparison of physical properties of
supercritical CO2 with liquid solvents at 250°C (T 1.9)
|
Parameter |
CO2 |
n- Hexane |
Methylene chloride |
Methanol |
|
Density
(g/ml) |
0.746 |
0.660 |
1.326 |
0.791 |
|
Kinematic
viscosity (m2/s x 107 |
1.00 |
4.45 |
3.09 |
6.91 |
|
Diffusivity
of Benzoic acid (m2/s x 109) |
6.0 |
4.0 |
2.9 |
1.8 |
In
this case, the larger fluid turbulence that occurs in the CO2 should greatly
enhance the rate of solute extraction. The kinetics for solute extraction into
a supercritical fluid follow a similar pattern to that observed for liquid
extraction. As we know initial stage of the extraction is governed by the
distribution coefficient of the solute between the dense fluid -phase and the
sample matrix, giving way to a. diffusion-controlled process in the latter
stages of the extraction. The implications of the curve shown in Figure No:
7 on the extent and time of SFE has been treated theoretically by Bartle
and co-workers [16] in terms of the “hot ball” model, where the
mass of extractable material remaining in the sample matrix m to the mass of
original extractable material mo is given by
Where,
n is an integer; D is the diffusion coefficient of the Solute in the
hypothetical spherical matrix of radius r; and t is the extraction time. This
Expression can be rewritten in terms of reduced time tr =2Dt/r2 , to
yield an expression for m/mo in terms of an exponential decay series expansion.
The final expression, given in (2) is

Figure 7: Shows Generalized extraction curve of percent
solute extracted as a function of volume of extraction fluid or time of
extraction
The
latter equation has been found to describe analytical
SFE kinetics from such diverse sample matrices
as railroad bed soil, crushed rosemary, and comminutes polypropylene pellets. In
many cases, slow solute extraction kinetics or limiting analyse solubility in
the fluid phase, can be overcome by the addition of modifiers or co solvents to
the supercritical fluid phase. Examples of solubility enhancements for selected
solutes that have been realized by adding modifiers into supercritical CO2 are
shown in Table No: 3.
Table.3 Shows Solubility enhancement with supercritical
co2 with various modifiers
|
Solute |
Modifier |
Enhancement |
|
Acridine |
3.5% MeOH |
2.3 |
|
2-amino benzoic acid |
3.5% MeOH |
7.2 |
|
Cholesterol |
9% MeOH |
100 |
|
Hydroquinone |
2% Tributyl phosphate |
300 |
|
Tryptophan |
AOT, Octanol |
>>100 |
The addition
of methanol to CO2 not only enhances the solubilisation of polar solutes, such
as alcidine and 2-amino benzoic acid, but increases the solubility of highly
soluble lipophilic solutes, like cholesterol, over lOO-fold. Certain specific
modifiers, such as tributyl phosphate, act as completing agents [17],
thereby enhancing the extraction of a donor molecule, hydroquinone, over
300-fold.
Fluid
reservoir:
A gas
cylinder provides a source of SF (e.g., CO2).Both syringe and reciprocating
pumps can be used as solvent delivery systems
Pumps:
a)
Reciprocating pump, [18] b) Syringe pump, [19] c) Other pump modules (like supplementary
modifier pump)
For
the instrumentation used in some analysis, a syringe pump was employed.
Although syringe pumps are relatively expensive, they deliver pulse-free flow
over a large range of flow rates.
Example:
Quantitative
Analysis of Additives in Low Density Polyethylene Using On-line Supercritical
Fluid Extraction. A supplementary modifier pump is used if the analyse/ matrix
to be extracted requires a polar modifier. Stainless steel or fused silica
tubing is used to connect the various parts of the extraction apparatus.
9.
Extraction cell (or) Columns (stationary phase):
The
extraction chamber or vessel is the compartment where the sample is placed for
subjection to the action of the SF. It must be capable of withstanding high
pressure (300-600 atm). The extraction vessel is usually a stainless steel
cylinder of varying length and inner diameter shown in Figure No: 8. The
high pressure rating and the absence of leaks are characteristic of SFE vessels
1. The vessel is in turn placed in a temperature-controlled zone, which is
required, since the critical temperature of most SFs is above room temperature.

Figure 8: Shows Types of extraction cells
Open
tubular capillary columns:-
Open
tubular columns for SFE must possess the usual qualities of high efficiency,
inertness, and lasting stability, which .are characteristic of open tubular
columns for GC. The main differences in the preparation of the columns are
related to the smaller internal diameters characteristic of SFE columns.
Immobilization (generally cross-linking of the polymeric phase) is an essential
ingredient in the preparation of open tubular columns. It must be performed to
resist dissolution, but without lowering solute diffusion within the phase. [20]
9.2
Packed Columns:-
In the
packed column, the stationary phase is normally near monomolecular thickness
and is polymerized and chemically bonded to the support. Both open-tubular and
packed columns are used for SFC although currently the former are favoured.
Open-tubular columns are similar to the fused-silica columns with internal
coatings of bonded and crossed-linked siloxanes of various types.
For
example In the on-line
SFE-SFC system used in the additive analysis, a linear fused silica capillary
was employed as a vessel outlet restrictor. [21]
Restrictors:
The
pressure change from supercritical conditions in the extraction vessel to the
prevailing atmospheric conditions is effected via an interface known as
restrictor. Commercially available restrictors are of two types: fixed
restrictors, shown in Figure No: 9 which are manufactured in various
designs (e.g., linear, tapered, integral, pinhole, and frit), and variable
restrictors 1. Heating of the restrictor is usually required to avoid plugging
through freezing. [22]
a)
Fixed restrictors:
i)
Linear restrictor (fused-silica)
ii)
Tapered desire
iii)
Integral restrictor
iv)
Ceramic frit restrictor
v)
Metal restrictor (platinum, platinum-iridium or steel)
b)
Variable restrictors:
i)
Variable nozzle (HP)
ii)
Backpressure regulator (BPR) (Jasco)

Collector
(trapping system):
Following
the restrictor is a trapping device. There are three basic types of SFE systems
characterized by the way in which the solutes are isolated from the SFE media
used
·
In the first type, solutes are separated from the extraction media based on
pressure reduction, which causes a solubility decrease.
·
In the second type, a temperature change issued to bring about a decrease
in solubility from the extraction media,
·
And in the third type solutes are absorbed onto an appropriate absorb ate. Often
a combination of the first and second types is used, where after extraction the
SF is simply evaporated to leave the solutes of interest. The simplest way of
collection is when the restrictor outlet is inserted through the septum of a
collection vial containing a few millilitres of solvent. The most common way of
collection is solid phase trapping.
The
materials used for this purpose are column pickings or inert surfaces. The
solid phase trapping system is often heated or cooled depending on the
volatility of the target analyses. In any case, this collection mode involves
an additional step which is desorption of the analyses from the adsorbent by
elution with a small amount of solvent for subsequent analysis or,
alternatively, thermal desorption and sweeping of the trap by the fluent if an
on-line coupled system is used. The trapping temperature depends on whether the
analyses are to be isolated from the fluid. The collection chamber should be
sealed in order to avoid losses of the analyses. In this research, a cryogenic
trap served as the interface between SFE and SFC. Thermal desorption and
sweeping the trap with SF CO2 was employed to flush analyses onto the SFC
column
Detectors:
A
major advantage of SFC /SFE over HPLC is that the flame ionization detector of
gas chromatography can be employed. Mass spectrometers are also more easily
adapted as detectors for SFE than HPLC. [23]
i) UV
detector
ii)
Fluorescence detector
iii)
Flame ionization detector
iv)
Electron capture detector
v)
Mass spectrometric detector
12.1
Different modes of Supercritical fluid extraction:
(i)
Static extraction mode (steady state extraction),
(ii)
Dynamic extraction mode (non-steady state extraction),
(iii)
Recalculating mode
Contact
between the SF and sample from which extraction takes place can be established
in a static or dynamic modern a static extraction, the sample matrix is soaked
in a fixed amount of SF. This type of extraction is often compared to a teabag
in a cup of water. In a dynamic extraction, SF continuously passes through the
sample matrix. This is analogous to a coffee maker 1. Typically a dynamic
extraction can be more exhaustive than a static extraction. SFE can be
performed in the dynamic mode, static mode or a combination of the two. In
order to develop an efficient and quantitative extraction method, many
experimental parameters must be optimized. The extraction pressure is an
important variable because the density, and hence the solvating power of SF is
directly related to the pressure. The effect of temperature is more complicated
than that of pressure. Increasing the temperature increases the diffusion coefficients
of the solutes, whereas at the same time it also decreases the density. In
addition, the considerations of fluid flow rate, addition of a modifier, and
extraction time should be explored to achieve highest recoveries.
12.2
Types of SFEs:
SFE is
generally not selective enough to isolate specific solutes from the matrix
without further clean-up or resolution from co-extracted species prior to
qualitative and quantitative analysis. Consequently, for analytical
applications, SFE is usually used in conjunction with chromatographic
techniques, to improve the overall selectivity of the process in isolating
specific solutes. SFE combined with chromatography can be either “off-line” or
“on-line.[24]
i)
Off-line:- In
the off-line process, SFE takes place as a separate and isolated process to the
chromatography. A block diagram is shown in Figure No: 10.
ii)
On-line:- In the
on-line process, SFE and chromatography are coupled to form an integrated
process.
In
other words, the extracted species are passed directly to the chromatograph,
usually via a trap or sample loop and a valves witching device shown in Figure
No: 11. Among all these coupling techniques, on-line SFE/SFC is the most
feasible combination.
a)
SFE-GC
b)
SFE-MS
c)
SFE-LC
d)
SFE-SFC

Fig no 9 ; Shows Off-l
Advantages
of on-line SFE:
1.
Direct coupling of the analyse-containing supercritical fluid to a
chromatographic separation system with appropriate detection.
2.
Eliminating sample handling after loading in the extraction
Disadvantages
of on-line SFE:
1.
Long periods of time
2.
Understand the nature of analyses
Scaling-up
SFE and preparation of the crude extract:
After
the SFE conditions were optimized, an ideal optimization conditions are shown
in Table No: 6 the extraction was scaled up by 100 times using a
preparative system. 5 kilograms amount of sample (40–60 mesh) was placed into
an extraction vessel with a 1.0×104 ml capacity, and extracted statically for 1
h followed by another 5 h dynamically under the optimized conditions at 450C,
25MPa. The flow-rate of carbon dioxide supercritical fluid was set at 40 kg/h,
and the extract in supercritical fluid was depressed directly into a separate
vessel. The SFE extract before methanol washing (crude extract I) was light
yellow semi-solid and then re-dissolved in methanol, and the methanol soluble
fraction (crude extract II)was obtained and evaporated to dryness under[25]r
reduced pressure at 600C, which was subjected to subsequent HSCCC
isolation and separation.
Optimizing
flow rate:
The
flow rate of CO2 should be measured in terms of mass flow rather than by volume
because the density of the CO2 changes according to the temperature both;
before entering the pump heads and during compression. Carioles flow meters are
best used to achieve such flow confirmation. To maximize the rate of
extraction, the flow rate should be high enough for the extraction to be
completely diffusion limited (but this will be very wasteful of solvent).
However, to minimize the amount of solvent used, the extraction should be
completely solubility limited (which will take a very long time). Flow rate
must therefore be determined depending on the competing factors of time and
solvent costs, and also capital costs of pumps, heaters and heat exchangers.
The optimum flow rate will probably be somewhere in the region where both
solubility and diffusion are significant factors.
Applications
SFE:
1.
Application of SFE to Enantiomeric Separations:
Choral
separation is a very important issue for the pharmaceutical industry. The applicability
of SFE as an effective and green technique for enantioseparations is known
since the late 1990s. In these processes, diastereomeric salts or complexes of
the racemic compounds and resolving agents are formed before the extraction
step. The selected resolving agent is added in less than stoichiometric ratio
to the racemic compound. The unreached enantiomers are extracted with the
supercritical solvent, and are collected as a powder after depressurization of
the solution[34]
2.
Metals Recovery using Supercritical Fluids:
Removal
of heavy metals from solid matrices and liquid remain a big challenge and,
although various methods have been described for this purpose, SFE seems to be
one of the most promising. Completing agents used in conventional solvent
extraction can also be used in SFE complication of metal ions
|
Test no. |
Factors |
|||||||
|
Matrix |
A: Pressure (MPa) |
B: Temp. (°C) |
C: Particle size (mesh) |
D: Modifier (methanol %)a |
||||
|
1 |
A1 |
15 |
B1 |
45 |
C1 |
10-20 |
D1 |
0 |
|
2 |
A2 |
15 |
B2 |
55 |
C2 |
20-40 |
D2 |
10 |
|
3 |
A3 |
15 |
B3 |
65 |
C3 |
40-60 |
D3 |
20 |
|
4 |
A1 |
25 |
B1 |
45 |
C1 |
20-40 |
D1 |
20 |
|
5 |
A2 |
25 |
B2 |
55 |
C2 |
40-60 |
D2 |
0 |
|
6 |
A3 |
25 |
B3 |
65 |
C3 |
10-20 |
D3 |
10 |
|
7 |
A1 |
35 |
B1 |
45 |
C1 |
40-60 |
D1 |
10 |
|
8 |
A2 |
35 |
B2 |
55 |
C2 |
10-20 |
D2 |
20 |
|
9 |
A3 |
35 |
B3 |
65 |
C3 |
20-40 |
D3 |
0 |
3.
SFE in Food Toxicology and Ecotoxicology:
There
are several compounds with serious health implications which determination can
be done using SFE, the main areas of application include food toxicology and
ecotoxicology
4.
Solvent Removal and new Drug Delivery Formulations:
In
order to enhance the bioavailability of poorly water soluble drugs, an
increasing number of pharmaceutical formulation technologies are being
developed; these include micronization, complex formation and solid
dispersions. In the case of polar compounds which are not soluble in
supercritical fluids (particularly CO2), SCFs could be used as ant solvent; in
this process, a solution consisting of an organic solvent, completely miscible
with the SCF, and a solid material dissolved in this solvent, is sprayed into a
high-pressure vessel filled with SCF [197]. In these processes the
supercritical fluid is used to extract the solvent instead of the analyse the
spectroscopic and chromatographic characterization of triflusal (2-acetoxy-4-
(trifluoromethyl) benzoic acid) delivery systems prepared by using
supercritical
3.
SFE in food Toxicology and Ecotoxicology:
There
are several compounds with serious health implications which determination can
be done using SFE, the main areas of application include food toxicology and
ecotoxicology
4.
Solvent Removal and new Drug Delivery Formulations:
In
order to enhance the bioavailability of poorly water soluble drugs, an
increasing number of pharmaceutical formulation technologies are being
developed; these include micronization, complex formation and solid dispersions.
In the case of polar compounds which are not soluble in supercritical fluids
(particularly CO2), SCFs could be used as ant solvent; in this process, a
solution consisting of an organic solvent, completely miscible with the SCF,
and a solid material dissolved in this solvent, is sprayed into a high-pressure
vessel filled with SCF [197]. In these processes the supercritical fluid is
used to extract the solvent instead of the analyse the spectroscopic and
chromatographic characterization of triflusal (2-acetoxy-4- (trifluoromethyl)
benzoic acid) delivery systems prepared by using supercritical impregnation
technologies. Triflusal is an antithrombogenic drug structurally related to
acetylsalicylic acid. [26]
CONCLUSION:
The
supercritical fluid extraction is a separation method in which co2
solvent are use for separation of chemical from plant are other species. The
most recent advances of SFE applications in food science, natural products,
by-product recovery, pharmaceutical and environmental sciences have been
published in extensive reviews Solvent extraction (SFE) is one of the old
methods of separation known and certainly dates back to Paleolithic age. The
supercritical fluid extraction (SFE) has been applied only recently to sample
preparation on an analytical scale. This technique resembles” Soxhlet
extraction” except that the solvent used is a supercritical fluid, substance
above its critical temperature and pressure.
ACKNOWLEDGMENT:
The author wants to
acknowledge the library of Rungta College of Pharmaceutical Sciences and
Research, Kohka-Kurud road Bhilai, for providing necessary literature for the
compilation of the work. The authors also want to thanks Shri Santosh Rungta,
Chairman, Santosh Rungta Group of Institution for providing necessary facility
and infrastructure for the completion of the work.
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